Trade Surveillance Analyst - Non Exempt

Job Description:

• Monitors real-time trading and reviews account transactions to ensure appropriateness.
• Reviews all aspects of orders quotations and transactions typically having a specific focus on potential market manipulation, transaction appropriateness and rule compliance.
• Completeness basic surveillance of real-time trading and post trade analysis
• Performs basic, preliminary surveillance of trading in specified company products an specific order types
• Completes basic interventions in trading e.g., trade breaks and suspensions, with guidance and oversight by supervisor
• Assists with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquiries.
• Helps keep the markets fair, orderly and efficient through implementation of a comprehensive web of regulatory surveillance scrutiny and action.

• Expertise with Microsoft Excel, proficiency with Word and PowerPoint
• Excellent oral and written communication skills
• Excellent conflict management and customer service skills
• Adept at utilizing advanced financial tools like Bloomberg, Aladdin, Thompson, DTCC, FICC and Appix to optimize operational efficiency.
• proficient in cross-functional team collaboration, excels in high-pressure environments, delivering accurate and timely financial reports that drive business success.
• Education: Degree in Business/Finance or related discipline or equivalent work experience.
• Experience required: At least 1 year